Package 1
PRIVATE OFFERING ESSENTIALS
Rule 506(b) — U.S. Investors Only
$14,500 FLAT LEGAL FEE
For qualifying standard-scope matters.
Best for
a qualifying U.S. company privately raising capital from existing business and investor relationships without public advertising or general solicitation.
Principal inclusions
- Offering-structure and Rule 506(b) analysis
- One U.S. issuer and one class or series of securities
- Private Placement Memorandum or agreed disclosure memorandum
- Subscription agreement and accredited-investor questionnaire
- Standard issuer approvals and one initial closing
- Form D and coordination of up to five standard state notice filings
View Scope and Assumptions
Assumptions: one U.S. issuer; one offering; one class/series; U.S. accredited investors only; no general solicitation/public advertising; no non-accredited investors; no pooled fund or complex waterfall; no prior offering remediation; no success-based finder/unregistered intermediary issue; one initial closing; up to two consolidated revision rounds; up to five standard state notice filings with government fees separate; complete reasonably organized company/ownership/financial/business information.
Exclusions: investor introductions, accounting, financial-statement preparation, tax, foreign-law, broker-dealer services, Investment Company/Investment Adviser analysis, CFTC matters, litigation, and prior-securities remediation.