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Private Capital Insight / Regulation D

Rule 506(b) vs. Rule 506(c): Which Regulation D Structure Fits Your Private Raise?

For many private offerings, the practical choice is not simply whether to rely on Regulation D. It is whether the investor-acquisition strategy fits Rule 506(b) or Rule 506(c).

The difference affects whether the offering can be publicly promoted, who may ultimately purchase the securities and how accredited-investor status is handled.

At a glance

The practical differences

The table is a starting point for structuring the conversation—not a substitute for transaction-specific analysis.

ConsiderationRule 506(b)Rule 506(c)
General solicitationGenerally prohibitedPermitted
Accredited purchasersPermittedRequired for all purchasers
Non-accredited purchasersLimited circumstancesNot permitted
Accredited verificationReasonable belief frameworkReasonable verification steps required
Public LinkedIn/podcast promotion of specific offeringGenerally incompatiblePotentially permissible if requirements satisfied

Choose deliberately

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